Parker MacIntyre endorses the use of Orion Compliance. As Parker MacIntyre assists our clients in designing compliance policies and procedures, we believe using Orion Compliance enhances our clients’ ability to implement, track and maintain those processes and their compliance program. Additionally, Orion Compliance has granted Parker MacIntyre access to our client data on their platform so that we may coordinate efficiently on compliance tasks, messages and projects. We can also obtain discounted pricing for clients that use both our and Orion Compliance’s services. But use of Orion Compliance is not required in order to use our services, and we recognize that each client has individual needs.
Orion Compliance is a compliance management solution, built upon an always exam-ready reporting infrastructure. When paired with Parker MacIntyre’s compliance services, such as mock exams or 206(4)-7 review assistance, it positions advisers to be fully prepared for examinations. The cloud-based software platform provides firms with core compliance functions, seamless mobile accessibility, and flexibility to scale.
Orion Advisor Technology is an industry leader in helping advisors and any enterprise that supports them realize their unique vision for success. It’s innovative technology includes BeFi-driven client experience tools, tax-intelligent rebalancing, efficient billing, trading, and reporting, fully-integrated financial planning, and automated compliance monitoring – all aimed at empowering advisors to improve their firm’s productivity, strengthen client relationships, and disrupt traditional ways of thinking.
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Parker MacIntyre – Atlanta – New Form ADV Part 3 (CRS), Reg BI, and Fiduciary Duty Seminar 2019
Parker MacIntyre – Charlotte – New Form ADV Part 3 (CRS), Reg BI, and Fiduciary Duty Seminar 2019
Parker MacIntyre – 2018 Charlotte Registered Investment Adviser Compliance Seminar
Parker MacIntyre – 2018 Nashville Registered Investment Adviser Compliance Seminar
Parker MacIntyre – 2018 Atlanta Registered Investment Adviser Compliance Seminar
Parker MacIntyre – 2016 RIA Compliance Seminar
Avoiding Common Deficiencies (TX Securities Board)
For more information on our seminars, please see events.parkmac.com
What Every Investment Adviser Should Know About Privacy Laws and Rules