Solutions for Investment Advisers
and Other Financial Professionals
and Businesses
Parker MacIntyre is a law firm that offers services concentrated in the area of financial services law, regulation, compliance, litigation and arbitration. We represent investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. Our regulatory practice group assists financial services providers with the complex issues that arise in the course of their business, including compliance with federal and state laws and rules. Our lawyers in that area have handled scores of administrative hearings and enforcement matters. We offer a team approach and attentive, personal hands-on client service.
Our attorneys also have the experience to represent clients in a wide array of other areas that include representation of privately held businesses and their owners and investors in negotiations and disputes concerning control and management of those businesses.